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Referendum and initiative

History of elections | Party-list proportional representation | Hybrid systems | Constituencies: districting and apportionment | Secret voting | Participation in elections |


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The referendum and initiative are elections in which the preferences of the community are assessed on a particular issue; whereas the former are instigated by those in government, the latter are initiated by groups of electors. As forms of direct democracy, such devices reflect a reluctance to entrust full decision-making power to elected representatives. However, because voter turnout in these types of elections often is quite low, voting in referenda and initiatives may be more easily influenced by political parties and interest groups than voting in officeholder elections.

Referenda often are used for bond issues to raise and spend public money, though occasionally they are used to decide certain social or moral issues—such as restrictions on abortion or divorce—on which the elected bodies are deemed to possess no special competence. Referenda may be legislatively binding or merely consultative, but even consultative referenda are likely to be considered legislative mandates. Referenda and initiatives at the national level have been used most heavily in Switzerland, which has held about half the world’s national referenda. Evidence from Switzerland has shown that referenda brought to a vote by legislators are more likely to succeed than those initiated by the public. For example, about half of all laws and nearly three-fourths of all constitutional amendments initiated by the Swiss government have been passed, whereas only about one-tenth of all citizen initiatives have been successful. Switzerland uses referenda and initiatives extensively at the local and regional levels as well, as does the United States. Near the end of the 20th century, referenda were employed more frequently around the world than in earlier years; this was particularly true in Europe, where referenda were held to decide public policy on voting systems, treaties and peace agreements (e.g., the Treaty on European Union), and social issues.

Plebiscite

Plebiscites are elections held to decide two paramount types of political issues: government legitimacy and the nationality of territories contested between governments. In the former case, the incumbent government, seeking a popular mandate as a basis for legitimacy, employs a plebiscite to establish its right to speak for the nation. Plebiscites of this nature are thought to establish a direct link between the rulers and the ruled; intermediaries such as political parties are bypassed, and for this reason plebiscites are sometimes considered antithetical to pluralism and competitive politics. Following the French Revolution in 1789, the plebiscite was widely popular in France, rooted as it was in the ideas of nationalism and popular sovereignty. In the 20th century, totalitarian regimes have employed plebiscites to legitimize their rule.

Plebiscites also have been used as a device for deciding the nationality of territories. For example, after World War I the League of Nations proposed 11 such plebiscites, the most successful of which was held in 1935 in the Saar, until the end of the war a state of Germany that had been administered by the League for 15 years; its inhabitants chose overwhelmingly to return to Germany rather than to become a part of France. This use of plebiscites, however, is relatively rare, because it requires the prior agreement of the governments involved on an issue that is usually very contentious.


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Functions of elections| Plurality and majority systems

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